Maxima of the Aα-spectral Radius of Graphs with Given Size and Minimum Degree δ2

Rong Zhang1
1School of Mathematics and Statistics, Yancheng Teachers University, Yancheng, 224002, Jiangsu, P.R. China

Abstract

In this paper, we study the Aα-spectral radius of graphs in terms of given size m and minimum degree δ2, and characterize the corresponding extremal graphs completely. Furthermore, we characterize extremal graphs having maximum Aα-spectral radius among (minimally) 2-edge-connected graphs with given size m.

Keywords: Size, Aα-spectral radius, Minimum degree, Extremal graph

1. Introduction

All graphs considered here are simple and undirected. For a graph G, A(G) denotes its adjacency matrix and D(G) denotes the diagonal matrix of its degrees. The matrix Q(G)=D(G)+A(G) is called the signless Laplacian matrix of G. The largest eigenvalue of A(G) is called the spectral radius of G, and the largest eigenvalue of Q(G) is called the signless Laplacian spectral radius of G. For any real number α[0,1], Nikiforov [1] defined the Aα-matrix of G as Aα(G)=αD(G)+(1α)A(G), which can be regarded as a common generalization of A(G) and Q(G). The largest eigenvalue of Aα(G) is called the Aα-spectral radius of G, denoted by ρα(G). For a connected graph G, by the Perron-Frobenius theory of non-negative matrices [1], ρα(G) has multiplicity one and there exists a unique positive unit eigenvector corresponding to ρα(G). We shall refor to such an eigenvector as the Perron vector of Aα(G).

The investigation on the extremal problems of the spectral radius and the signless Laplacian spectral radius of graphs is an important topic in the theory of graph spectra. For related results, one may refer to [2-5] and the references therein. Specially, the problem of characterizing the graph with maximal spectral radius for given size is initiated by Brualdi and Hoffman [6], and completely solved by Rowlinson [7]. For further investigation, one may refer to [8-13] and the references therein. Just recently, one of the hot topics in the study of the Q-spectrum is to characterize the spectral extreme under the conditions of given size and graph parameters. Zhai et al. [14] determined the graph with maximal Qspectral radius among all graphs with given size, and characterized the graph with maximal Qspectral radius among all graphs with given size and clique number (resp., chromatic number). Lou et al. [15] determined the maximal signless Laplacian spectral radius (Laplacian spectral radius) of connected graphs with fixed size and diameter. For more results, one may refer to [16-19].

The Aα-spectral radius of a graph has been widely concerned. However, the results on the Aα-spectral radius under edge-condition are still relatively little known. Li and Qin [20] generalized the conclusion in [14] to Aα-spectral radius for 1/2α1. Feng et al. [21] and Huang et al. [22] determined independently the graph having the maximum Aα-spectral radius for 1/2α1 among all connected graphs of size m and diameter (at least) d.

A friendship graph is one in which every pair of vertices has exactly one common neighbour, denoted by Fm3 for given m0(mod3). The join of graphs G and H, denoted by GH, is the graph obtained from GH by joining each vertex of G with every vertex of H. In this paper, we completely characterize the graphs attaining the maximal Aα-index among all graphs with given size m and minimum degree δ2 for 12α<1.

Figure 1 G1,G2

Theorem 1. Let 12α<1 and G be a graph with m edges and minimum degree δ2, and G1,G2 be the graphs shown in Figure 1.

  1. If m24 and m0(mod3), then ρα(G)ρα(Fm3), with equality if and only if G=Fm3.

  2. If m37 and m1(mod3), then ρα(G)ρα(G1), with equality if and only if G=G1, where G1=K1(m73K2K1,3).

  3. If m29 and 2(mod3), then ρα(G)ρα(G2), with equality if and only if G=G2, where G2=K1(m53K2P3).

A graph is 2-edge-connected if removing fewer than 2 edges always leaves the remaining graph connected, and is minimally 2-edge-connected if it is 2-edge-connected and deleting any arbitrary chosen edge always leaves a graph which is not 2-edge-connected. For graphs of order n, Chen and Guo [23] showed that K2,n2 attained the maximal spectral radius among all the minimally 2-(edge)-connected graphs. Fan et al. [24] proved that K3,n3 has the largest spectral radius over all minimally 3-connected graphs. For graphs of size m, Guo and Zhang [16,19] gave sharp upper bounds on the Q(L)-index of (minimally) 2-connected graphs with given size and characterized the corresponding extremal graphs completely. Noting that a connected graph having no cut edges is 2-edge-connected, we have following corollary.

Corollary 1. Let 12α<1 and G be a 2-edge-connected graph with m edges.

  1. If m24 and m0(mod3), then ρα(G)ρα(Fm3), with equality if and only if G=Fm3.

  2. If m37 and m1(mod3), then ρα(G)ρα(G1), with equality if and only if G=G1, where G1=K1(m73K2K1,3).

  3. If m29 and 2(mod3), then ρα(G)ρα(G2), with equality if and only if G=G2, where G2=K1(m53K2P3).

Figure 2 G3,G4

In this paper, we further study the problem of characterizing graphs among minimally 2-edge-connected graph with maximal Aα– spectral radius. For m1(mod3), let G3 (shown in Figure 2) be the graph obtained from the friendship graph Fm13 by subdividing an edge once. For m2(mod3), let G4 (shown in Figure 2) be the graph obtained from the friendship graph Fm23 by subdividing an edge twice. Employing Theorem 1, we can prove the following theorem.

Theorem 2. Let 12α<1 and G be a minimally 2-edge-connected graph with m edges.

  1. If m24 and m0(mod3), then ρα(G)ρα(Fm3), with equality if and only if G=Fm3.

  2. If m37 and m1(mod3), then ρα(G)ρα(G3), with equality if and only if G=G3.

  3. If m50 and m2(mod3), then ρα(G)ρα(G4), with equality if and only if G=G4.

The remainder of the paper is organized as follows. In Section 2, we recall some useful notions and lemmas that will be used later. In Section 3, we give proofs of Theorems 1 and 2 respectively.

2. Preliminaries

For a graph G, V(G) and E(G) denote the vertex set and edge set of G respectively, and e(G)=|E(G)| denotes the number of edges in G. For vV(G), dG(v) or d(v) denotes the degree of v, NG(v) or N(v) denotes the set of all neighbors of v in G, and N[v]=N(v){v}. For a subset S of V(G), G[S] denotes the subgraph of G induced by S, e(S) denotes the number of edges in G[S], and NS(v) denotes the set of all neighbors of v in S. For two disjoint subsets S and T of V(G), e(S,T) denotes the number of edges with one endpoint in S and the other in T. Let Guv denote the graph obtained from G by deleting the edge uvE(G). Similarly, G+uv is the graph obtained from G by adding an edge uvE(G), where u,vV(G). The average degree of the neighbors of a vertex vi of G is m(vi)=1d(vi)vivjE(G)d(vj). The degree sequence of G is the non-increasing sequence of its vertex degrees. Whenever necessary, the vertices of G can be renumbered so that didi+1 for 1in. In that case, we say that G has degree sequence (d1,d2,,dn), denoted by D(G)=(d1,d2,,dn).

Let G be a connected graph on n vertices and X=(x1,x2,,xn)TRn. Then X can be considered as a function defined on V(G), that is, each vertex xi is mapped to xi=x(vi). One can find in [1] that XTAα(G)X=(2α1)uV(G)xu2d(u)+(1α)uvE(G)(xu+xv)2, and for arbitrary unit vector XRn, (1)ρα(G)XTAα(G)X, with the equality if and only if X is the Perron vector of Aα(G).

In order to prove our main results, we need the following lemmas.

Lemma 1. ([1])If G is a graph with no isolated vertices, then (2)ρα(G)max{αd(u)+(1α)m(u)|uV(G)}.

Lemma 2. ([1])Let G be a graph with n vertices and Δ(G)=Δ. If α[12,1), then (3)ρα(G)αΔ+(1α)2α. The equality holds if and only if α=12 and G is the star K1,n1.

Lemma 3. ([1])Let G be a connected graph with α[0,1) and H be a proper subgraph of G, then ρα(H)<ρα(G).

Lemma 4. ([25])Let G be a connected graph, u and v be two vertices of G. Suppose that viNG(v)NG(u) (1is) and x=(x1,x2,,xn)T is the Perron vector of Q(G), where xi corresponds to the vertex vi (1in). Let G be the graph obtained from G by deleting the edges vvi and adding the edges uvi (1is). If xuxv, then ρα(G)<ρα(G).

An internal path in some graph is a path v0v1vs (s1, or s3 whenever vs=v0) such that d(v0)>2, d(vs)>2, and d(vi)=2 for 0<i<s. Li, Chen and Meng [26] proved the following subdivision theorem.

Lemma 5. ([26])Let G be a connected graph with α[0,1) and uv be some edge on an internal path of G. Let Guv denote the graph obtained from G by subdivision of edge uv into edges uw and wv. Then ρα(Guv)<ρα(G).

A cycle C of a graph G is said to have a chord if there is an edge of G that joins a pair of non-adjacent vertices of C.

Lemma 6. ([11])If G is a minimally 2-edge-connected graph, then no cycle of G has a chord.

For a connected graph, Yu, Wu and Shu [27] gave a sharp upper bound on Q-index in terms of its degree sequence. The authors of the current paper [28] generalized their result to Aα-index of a connected graph. The following Lemma is a corollary of our result.

Lemma 7. ([28])Let G be a simple connected graph with n vertices and degree sequence d1d2dn. If d1sd2, then ρα(G)A(d1,s), where A(d1,s)=12(αd1+s+α1+(sαd1+1α)2+4(1α)(d1s)).

Figure 3 G5

Lemma 8. Let 12α<1,m50, and G5 be the graph shown in Figure 3. Then ρα(G5)<ρα(G4).

Proof. Label the vertices is as shown in Figure 1. Let X=(xw,x1,x2,,x2m23,xu)T be a unit eigenvector corresponding to ρ=:ρα(G5) where xw corresponds to w and xi corresponds to vi(1i2m43) and xu corresponds to u. By the eigenvalue equation ρX=Aα(G5)X, we have x1=x2=x3=x4 and ρxu=4αxu+4(1α)x1. It follows that x1=ρ4α4(1α)xu. Define Y=(yw,y1,y2,,y2m43,yu,yv)T such that yw=xw,yi=xi for 1i2m43, and yu=yv=22xv. Clearly, i=12m43yi2+yw2+yu2+yv2=i=12m43xi2+xw2+xu2=1. Noting that m50 and d1(G5)=d(w)=2m43, by Lemma 2, we have ρ=ρα(G5)>2m43α16. By (1), we have ρα(G4)ρ YTAα(G7)YXTAα(G6)X= (2α1)(2xu2)+(1α)((x1+x2)2+(x3+xu2)2+(x4+xu2)2+(xu2+xu2)24(x1+xu)2)= (2α1)(2xu2)+(1α)((2ρ4α4(1α)xu)2+2(ρ4α4(1α)xu+xu2)2+2xu24(ρ4α4(1α)xu+xu)2)=ρ2(42α8α42+16)ρ+162α224α2+32α162α+88(1α)xu2>ρ2(42α8α42+16)ρ8(1α)xu2>0. Therefore ρα(G5)<ρα(G4). This completes the proof. ◻

3. Proofs of Theorems 1 and 2

Proof of Theorem 1. We may assume that G is connected. Otherwise, suppose that Hi(i=1,2,,k) are k connected components of G, where k2. Since δ(G)2, then δ(Hi)2(1ik). For i=1,2,,k, let vi be a vertex of Hi, and G be the graph obtained from Hi by identifying vertices vi. Clearly, ρα(G)<ρα(G), and G is a connected graph with m edges and minimum degree δ2. So, in order to complete the proof of Theorem 1, we may assume that G is connected.

Furthermore, we may assume that G is 2-edge-connected. Otherwise, suppose that u1v1E(G) is a cut edge of G. Since δ(G)2, then there exist a path P=ukuk1u2u1v1v2vl1vl, where k,l1, such that d(uk)3(d(vl)3) and uk(vl) belongs to a cycle C1=ukuk+1uk+puk(C2=vlvl+1vl+qv1). Suppose that |V(G)|=n. Let X=(xu1,xu2,,xuk+p,xv1,xv2,,xvl+q,,xn)T be a unit eigenvector corresponding to ρα(G) where xui corresponds to ui(1ik+p), xvj corresponds to vj(1jl+q). If xukxvl, let G=Gvlvl+1+ukvl+1; Otherwise, let G=Gukuk+1+vluk+1. In the both cases, G is a connected graph with m edges and minimum degree δ2 and uv is not a cut edge of G any more. By Lemma 4, we have ρα(G)<ρα(G). So we may assume that G is 2-edge-connected.

Let Gm2 denote the set of all 2-edge-connected graphs with m edges. For GGm2 and vV(G), it is easy to see that d(v)2 and Gv has no isolated vertices. Noting that |E(Gv)|=md(v), we have d(v)|V(Gv)|2(md(v)). It follows that d(v)2m3 with equality if and only if G=Fm3.

For GGm2, let w be a vertex of G such that maxuV(G){αd(u)+(1α)m(u)}=αd(w)+(1α)m(w)=αd(w)+1αd(w)wvE(G)d(v). Noting that e(N(w))me(N(w),V(G)N(w)) and e(N(w),V(G)N(w))d(w), we have wvE(G)d(v)=2e(n(w))+e(N(w),V(G)N(w))2md(w). By Lemma 1, we have (4)ρα(G)αd(w)+2md(w)(1α)1+α.

  1. Let m24 and m0(mod3). It is easy to see that Fm3Gm2. By Lemma 2, we have ρα(Fm3)>2mα3+(1α)2α.

    If d(w)=2, noting that e(N(w))1, we have wvE(G)d(v)=2e(N(w))+e(N(w),V(G)N(w))2+m1=m+1. By (2), we have ρα(G)2α+m+12(1α)2mα3+(1α)2α<ρα(Fm3) for m9 and 12α<1.

    If d(w)=3, noting that e(N(w))3, we have wvE(G)d(v)=2e(N(w))+e(N(w),V(G)N(w))6+m3=m+3. By (2), we have q(G)3α+m+33(1α)2mα3+(1α)2α<ρα(Fm3) for m9 and 12α<1.

    If 4d(w)2m63, let f(x)=αx+2mx(1α). It is easy to see that the function f(x) is convex for x>0 and its maximum in any closed interval is attained at one of the ends of this interval. Combining this and (4), we have ρα(G)max{4α+2m4(1α),2m63α+3mm3(1α)}1+α 2mα3+(1α)2α<ρα(Fm3). for m12 and 12α<1.

    If d(w)=2m33, then d1=d1(G)=2m33. Let |V(Gw)|=2m33+s, then 2m2m33+2(2m33+s). It follows that 0s1. This implies that d2=d2(G)2+3=5. By Lemma 7, we have ρα(G)A(2m33,5)<2mα3+(1α)2α<ρα(Fm3) for m24 and 12α<1.

    If d(w)=2m3, then G=Fm3, completing the proof of (i).

  2. Let m37 and m1(mod3). It is easy to see that G1=K1(m23K2K1,3)Gm2. By Lemma 2, we have ρα(G1)>2m23α+(1α)2α.

    For 2d(w)2m83, by similar reasoning as in the proof of (i), we can derived that ρα(G)2m23α+(1α)2α<ρα(G1) for m16 and 12α<1.

    If d(w)=2m53, then d1=d1(G)=2m53. Let |V(Gw)|=2m53+s, then 2m2m53+2(2m53+s). It follows that 0s2. This implies that d2=d2(G)2+5=7. By Lemma 7, we have ρα(G)A(2m53,7)<2m23α+(1α)2α<ρα(G1) for m37 and 12α<1.

    If d(w)=2m23, then d1=d1(G)=2m23. Let |V(Gw)|=2m23+s, then 2m2m23+2(2m23+s). It follows that 0s1.

    Figure 4 G6,G7

    Case 1. s=0, it follows that |V(Gw)|=2m23. Noting that |E(G)|=m, it is well known that i=1|V(G)|di=2m. Since δ2, then we known that D(G) might be (2m23,4,2,2,2,2,,2)or(2m23,3,3,2,2,2,,2).

    If D(G)=(2m23,4,2,2,2,2,,2), then G=G1.

    If D(G)=(2m23,3,3,2,2,2,,2), then G=G6=K1(m73K2p4) or G=G7=K1(m103K22P3), shown in Figure 4. Let X=(xw,x1,x2,x3,x4,,x2m23)T be a unit eigenvector corresponding to ρα(G6) where xw corresponds to w and xi corresponds to vi(1i2m23). If x2x3, let G=G6v4v3+v4v2; Otherwise, let G=G6v1v2+v1v3. In the both cases, G=G1. By Lemma 4, we have ρα(G6)<ρα(G1). Applying Lemma 4 to the vertices v2 and v3 of G7, we can similarly derive that ρα(G7)<ρα(G1).

    Case 2. s=1, then |V(Gw)|=2m+13. Noting that |E(G)|=m, then G has degree sequence (2m23,2,2,2,2,2,,2). It follows that G=G3. Noting that wv2v3v1 is an internal path of G3, by Lemma 5, we have ρα(G3)<ρα(Fm13). Furthermore, noting that Fm13 is a proper subgraph of G6, by Lemma 3, we have ρα(Fm13)<ρα(G6). Therefore, we have ρα(G3)<ρα(G6)<ρα(G1).

  3. Let m29 and m2(mod3). It is easy to see that G2Gm2. By Lemma 2, we have ρα(G2)>2m13α+(1α)2α.

    For 2d(w)2m73, by similar reasoning as in the proof of (i), we can similarly derived that ρα(G)<2m13α+(1α)2α<ρα(G2) for m14 and 12α<1.

    If d(w)=2m43, let |V(Gw)|=2m43+s, then 2m2m43+2(2m43+s). It follows that s2. This implies that d2=d2(G)2+4=6. By Lemma 7, we have ρα(G)A(2m43,6)2m13α+(1α)2α<ρα(G2) for m29 and 12α<1.

    If d(w)=2m13, let |V(Gw)|=2m13+s, then 2m2m13+2(2m13+s). It follows that s=0. Noting that |E(G)|=m, we known that G has degree sequence (2m13,3,2,2,2,2,,2). It follows that G=G2, completing the proof of (iii).

 ◻

Proof of Theorem 2. Let Hm2 denote the set of all minimally 2-edge-connected graphs with m edges.

  1. Let m24 and m0(mod3). It is easy to see that Fm3Hm2Gm2. By Theorem 1(i), we have ρα(G)ρα(Fm3) for GHm2 and the equality holds if and only if G=F(m3).

  2. Let m37 and m1(mod3). It is easy to see that G4Hm2Gm2. By Lemma 2, we have ρα(G3)>2m23α+(1α)2α. From the proof of Theorem 1(ii), we know that ρα(G)2m23α+(1α)2α for GGm2{G1,G3,G6,G7}. This implies that ρα(G)ρα(G3) for GHm2, and the equality holds if and only if G=G3.

  3. Let m50 and m2(mod3). It is easy to see that G4Hm2Gm2. By Lemma 2, we have ρα(G4)>2m43α+(1α)2α. For GHm2, let w be a vertex of G such that maxuV(G){αd(u)+(1α)m(u)}=αd(w)+(1α)m(w)=αd(w)+1αd(w)wvE(G)d(v), where 2d(w)2m43.

    For 2d(w)2m103, by similar reasoning as in the proof of Theorem 1(i), we can prove that ρα(G)αd(w)+(1α)m(w)2m43α+(1α)2α<ρα(G4) for m20 and 12α<1.

    If d(w)=2m73, let |V(Gw)|=2m73+s, then 2m2m73+2(2m73+s). It follows that 0s3. This implies that d2=d2(G)2+7=9. By Lemma 7, we have ρα(G)A(2m73,9)2m43α+(1α)2α<ρα(G4) for m50 and 12α<1.

    If d(w)=2m43. let |V(Gw)|=2m43+s, then 2m2m43+2(2m43+s). It follows that 0s2. We consider the following three cases.

    Case 1. s=0, then |V(Gw)|=2m43 and |E(Gw)|=m+43. Since G is minimally 2-edge-connected, it follows that Gw=pK2qK1, where p nd q are nonnegative integers with 2p+q=2m43. This implies that |E(Gw)|m23, a contradiction.

    Case 2. s=1. Let V(G)N[w]={u}. Then |V(Gw)|=2m13, and D(G)=(2m43,4,2,2,2,2,,2) or (2m43,3,3,2,2,2,,2). If D(G)=(2m43,4,2,2,2,2,,2) and there exist a vertex viN(w) such that d(vi)=4, then there exist at least two vertices vj,vkN(w) such that vivj,vivkE(G). Obviously, we obtain a cycle wvkvivjw with a chord wvi, a contradiction to Lemma 6.

    If D(G)=(2m43,4,2,2,2,2,,2) and d(u)=4, then G=G5, shown in Figure 3. By Lemma 8, we have ρα(G5)<ρα(G4).

    If D(G)=(2m43,3,3,2,2,2,,2), then exists a vertex viN(w) such that d(vi)=3. By Lemma 6, we know that G[N(w)]=pK2qK1. It follows that uN(vi). Suppose N(vi)={w,u,vj}. Noting that d(u)2, we deduce that there exists another vertex vkN(w) such that uvkE(G). If vk=vj, we obtain a cycle wviuvjw with a chord vivj; if vkvj, we obtain a cycle wvjviuvkw with a chord wvi. This contracts Lemma 6.

    Figure 5 G8

    Case 3. s=2. Let V(G)N[w]={u,v}. Then |V(Gw)|=2m+23 and the degree sequence of G must be (2m43,2,2,2,2,2,,2). Noting that E(G)=m and d(w)=2m43, it follows that G=G4 or G=G8, shown in Figure <5. Applying Lemma 4 to vertices u and v of G8, we can derive ρα(G8)<ρα(G5). By Lemma 8, we have ρα(G5)<ρα(G4). Therefore ρα(G8)<ρα(G4).

    Combining the above arguments, we complete the proof.

 ◻

Acknowledgments

The authors are grateful to the anonymous referees for valuable suggestions and corrections which result in an improvement of the original manuscript.

Conflict of Interest

The author declares no conflict of interest.

Funding Information

This research is supported by the National Natural Science Foundation of China (Nos. 12071411, 12171222).

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